Canaccord and Greybrook leading Investment Dealer and EMD in exempt fees earned

Q1 2019 Exempt Financing Fee Leaders – CPE Media Leaderboard

CPE Analytics is pleased to release first quarter (Q1) of 2019 exempt financing fee leaderboard.

1,607 exempt financings closed in Q1 2019 for $19,778 million in gross proceeds.  $78.75 million was reported as fees paid, representing a payout of 0.40% of total gross proceeds.

48 Investment Dealers led with $50.81 million in total fees earned while 85 Exempt Market Dealers (EMDs) earned $10.84 million.

Type # Firms $ Fees Earned (Mil) % of Total Fees
Exempt Market Dealers (EMDs) 85 10.84 14%
Investment Dealers 48 50.81 63%
All Others 111 17.10 23%
 Total 242 78.75 100%

RANK

Investment Dealer Name

1

Canaccord Genuity Corp.

2

RBC Dominion Securities Inc.

3

CIBC World Markets Inc.

4

TD Securities Inc.

5

BMO Nesbitt Burns Inc.

6

Eight Capital

7

Scotia Capital Inc.

8

Haywood Securities Inc.

9

Beacon Securities Limited

10

Sprott Capital Partners LP

11

GMP Securities L.P.

12

PI Financial Corp.

13

National Bank Financial Inc.

14

Mackie Research Capital Corporation

15

Richardson GMP Limited

16

Echelon Wealth Partners Inc.

17

Cormark Securities Inc.

18

Leede Jones Gable Inc.

19

Industrial Alliance Securities Inc.

20

Laurentian Bank Securities Inc.

The top 20 Investment Dealers earned $49.64 million in aggregate fees or 63% of the total exempt fees.

Other Investment Dealers

Bloom Burton Securities Inc.
Raymond James Ltd.
Gravitas Securities Inc.
Paradigm Capital Inc.
StephenAvenue Securities Inc.
Velocity Trade Capital Ltd.
Wellington-Altus Private Wealth Inc.
Argosy Securities Inc.
Hampton Securities Limited
Desjardins Securities Inc.
Acumen Capital Finance Partners Limited
Mandeville Private Client Inc.
Casgrain & Company Limited
Brant Securities Limited
Sherbrooke Street Capital (SSC) Inc.
Aligned Capital Partners Inc.
TD Waterhouse Canada Inc.
INFOR Financial Inc.
Pollitt & Co. Inc.
Foster & Associates Financial Services Inc
Chippingham Financial Group Limited
Fidelity Clearing Canada ULC
Integral Wealth Securities Limited
RBC Direct Investing Inc.
AltaCorp Capital Inc.
Clarus Securities Inc.
Dominick Capital Corporation
Questrade Inc.

RANK

EMD Name

1

Greybrook Securities Inc.

2

Pinnacle Wealth Brokers Inc.

3

Westcourt Capital Corporation

4

Atlas Capital Inc.

5

Eventus Capital Corp.

6

Tri View Capital Ltd.

7

Raintree Financial Solutions Inc.

8

PowerOne Capital Markets Limited

9

Enoch Wealth Inc.

10

Fisgard Asset Management Corporation

11

KES 7 Capital Inc.

12

WhiteHaven Securities Inc.

13

Capital Street Group Investment Services, Inc.

14

Ardenton Financial Inc.

15

Generic Capital Corporation

16

Keira Capital Partners inc.

17

Numus Capital Corp.

18

Rethink and Diversify Securities Inc.

19

Pennant Capital Partners Inc.

20

Enlighten Private Capital Inc.

The 20 EMDS earned $8.94 million in aggregate fees or 11% of total exempt financing fees.

Other EMDs

Waverley Corporate Financial Services Ltd.
EMD Financial Inc.
Cape Cove Financial Management Inc.
First Republic Capital Corporation
Diversifi Alternative Investments Ltd.
Liahona Capital Inc.
Liberty Mortgage Services Ltd.
Red Cloud Klondike Strike Inc.
Centurion Asset Management Inc.
Belco Private Capital Inc.
HayesCor Real Estate Inc.
Windstar Equities Ltd.
Keybase Financial Group Inc.
Queen Financial Group Inc.
Axcess Capital Advisors Inc.
Cordiant Capital Inc.
Medalist Capital Ltd.
RockBase Capital Inc.
KV Capital Inc.
M.Y. Capital Management Corp.
Silver Maple Ventures Inc. dba FrontFundr
De Luca Veale Investment Counsel Inc.
Red Jacket Capital Inc.
Liberty North Capital Corp.
EDE Asset Management Inc.
Skyline Wealth Management Inc.
Centurion Apartment REIT Management Inc.
Fundscraper Capital Inc.
Ascenta Finance Corp.
Investia Financial Services Inc.
LOGiQ Asset Management Ltd.
Robson Capital Partners Corp.
Equiton Capital Inc
Terra Cotta Investment Counsel Inc.
Accilent Capital Management Inc.
Devon Capital Inc.
TIMC Securities Inc.
Foundation Markets Inc.
T.I.P. Wealth Manager Inc.
Ullman Wealth Management Inc.
Wealthterra Capital Management Inc.
Quantus Investment Corp
Donville Kent Asset Management Inc.
Higgins Investment Group Inc.
Meckelborg Financial Group Ltd.
Spotlight Capital Corp.
Intrynsyc Capital Corporation
CVC Market Point Inc.
Robson Capital Management Inc.
MICA Capital Inc.
Fundex Investments Inc.
Portfolio Strategies Corporation
Becksley Capital Inc.
Markham Centre Financial Securities Inc.
Bull Capital Management Inc.
Girard Investor Services Inc.
Kindigo Capital Ltd
Loop Securities Inc.
Romspen Investment Corporation
AlphaNorth Asset Management
Kensington Capital Advisors Inc.
Nicola Wealth Management Ltd
Zelos Capital Ltd.
ROQ Capital Partners Ltd.
ZLC Wealth Inc.

Methodology

Exempt financings include all private and public, Canadian and foreign alike.
Fees are based regulatory filings