H1 2019 – Canaccord and Greybrook leading Dealer and EMD financing fees earned

First Half of 2019 Exempt Financing Fee Leaders – CPE Media Leaderboard

CPE Media Analytics is pleased to release first half (H1) of 2019 exempt financing fee leaderboard.

3,529 exempt financings, including both private and public financings, closed in the first half of 2019 for $43,312 million in gross proceeds. $246.54 million was reported as fees paid, representing a payout of 0.57% of total gross proceeds.

58 Investment Dealers led with $149.10 million in total fees earned while 104 Exempt Market Dealers (EMDs) earned $22.88 million.

Type # Firms $ Fees Earned (Mil) % of Total Fees
Exempt Market Dealers (EMDs) 104 22.88 9%
Investment Dealers 58 147.10 60%
All Others 234 76.56 31%
 Total 386 246.54 100%

Top 20 Investment Dealers - H1 2019

The top 20 Investment Dealers earned $135.38 million in aggregate fees or 55% of the total exempt fees.

Other Investment Dealers

Acumen Capital Finance Partners Limited
Aligned Capital Partners Inc.
AltaCorp Capital Inc.
Argosy Securities Inc.
Bloom Burton Securities Inc.
BNP Paribas (Canada) Securities Inc.
Brant Securities Limited
Casgrain & Company Limited
Chippingham Financial Group Limited
Citigroup Global Markets Canada Inc.
Dominick Capital Corporation
Fidelity Clearing Canada ULC
Foster & Associates Financial Services Inc
Global Maxfin Capital Inc.
Hampton Securities Limited
Harbourfront Wealth Management Inc.
HSBC Securities (Canada) Inc.
Industrial Alliance Securities Inc.
INFOR Financial Inc.
Integral Wealth Securities Limited
Laurentian Bank Securities Inc.
Leede Jones Gable Inc.
M Partners Inc.
Mandeville Private Client Inc.
Odlum Brown Limited
Paradigm Capital Inc.
Pollitt & Co. Inc.
Questrade Inc.
RBC Direct Investing Inc.
Retire First Ltd.
Richardson GMP Limited
Sherbrooke Street Capital (SSC) Inc.
StephenAvenue Securities Inc.
TD Waterhouse Canada Inc.
Tudor Pickering Holt & Co. Securities – Canada, ULC
Velocity Trade Capital Ltd.
Wellington-Altus Private Wealth Inc.
Worldsource Securities Inc.

Top 20 Exempt Market Dealers (EMDs) - H1 2019

The top 20 EMDS earned $16.82 million in aggregate fees or 7% of total exempt financing fees.

Other EMDs

Accilent Capital Management Inc.
AlphaNorth Asset Management
Amuka Capital Corp.
Ascenta Finance Corp.
Axcess Capital Advisors Inc.
Becksley Capital Inc.
Belco Private Capital Inc.
Bull Capital Management Inc.
Cape Cove Financial Management Inc.
Centurion Apartment REIT Management Inc.
Centurion Asset Management Inc.
Cordiant Capital Inc.
CVC Market Point Inc.
De Luca Veale Investment Counsel Inc.
Devon Capital Inc.
Diversifi Alternative Investments Ltd.
Donville Kent Asset Management Inc.
EDE Asset Management Inc.
Elemental Capital Partners LLP
Enlighten Private Capital Inc.
Equiton Capital Inc
Fieldhouse Capital Management Inc.
First Republic Capital Corporation
Fundex Investments Inc.
Fundscraper Capital Inc.
Generic Capital Corporation
Genesis Wealth Management Corporation
Girard Investor Services Inc.
Goodman & Company, Investment Counsel Inc
HayesCor Real Estate Inc.
Higgins Investment Group Inc.
Huxton Black Ltd.
IBK Capital Corp.
Intrynsyc Capital Corporation
Investia Financial Services Inc.
Keira Capital Partners inc.
Kensington Capital Advisors Inc.
Keybase Financial Group Inc.
Kindigo Capital Ltd
KV Capital Inc.
Liahona Capital Inc.
Liberty Mortgage Services Ltd.
Liberty North Capital Corp.
LOGiQ Asset Management Ltd.
Loop Securities Inc.
Luxus Equities Ltd.
M.Y. Capital Management Corp.
Markham Centre Financial Securities Inc.
Meckelborg Financial Group Ltd.
Medalist Capital Ltd.
MICA Capital Inc.
NAPG Equities Inc.
Newport Private Wealth Inc.
Nicola Wealth Management Ltd
Numus Capital Corp.
Pennant Capital Partners Inc.
Portfolio Stewards Inc.
Portfolio Strategies Corporation
Prime Quadrant Corp.
Quantus Investment Corp
Queen Financial Group Inc.
Qwest Investment Fund Management Ltd.
Red Jacket Capital Inc.
Robson Capital Management Inc.
Robson Capital Partners Corp.
RockBase Capital Inc.
Romspen Investment Corporation
ROQ Capital Partners Ltd.
Sentinel Financial Management Corp.
Silver Maple Ventures Inc. dba FrontFundr
Spotlight Capital Corp.
Stevloc Management Inc.
T.I.P. Wealth Manager Inc.
Tactex Asset Management Inc.
Terra Cotta Investment Counsel Inc.
TIMC Securities Inc.
Ullman Wealth Management Inc.
Waverley Corporate Financial Services Ltd.
Wealth Creation Preservation & Donation Inc.
Wealthterra Capital Management Inc.
Windermere Capital (Canada) Inc.
Windstar Equities Ltd.
Zelos Capital Ltd.
ZLC Wealth Inc.

Methodology

Exempt financings include all private and public, Canadian and foreign alike.
Fees are based regulatory filings

Photo by Ethan McArthur on Unsplash

Ted Liu

Ted Liu, M.Sc. (Mining, Queen's), MBA (Finance, Toronto), is the Editor of Private Capital Journal, CanadaMetals.ca, TechWire.ca, and the former Editor of Canadian Private Equity. Ted has been passionately tracking Canadian private capital industry since 1992, having most recently served as Research Director for The Canadian Venture Capital and Private Equity Association (CVCA).

Ted is the architect of CVCA infobase, and is the architect of CPE Media's Financings.ca, Canada's most sophisticated and advanced all private capital and public market financing database.