CPE Analytics is pleased to release 2021 exempt financing fee leaderboard – Investment Dealers.
| RANK | Investment Dealer | Fees Earned in 2021 |
| 1 | Canaccord Genuity Corp. | F |
| 2 | RBC Dominion Securities Inc. | E |
| 3 | CIBC World Markets Inc. | E |
| 4 | Scotia Capital Inc. | D |
| 5 | TD Securities Inc. | D |
| 6 | Stifel Nicolaus Canada Inc. | C |
| 7 | BMO Nesbitt Burns Inc. | C |
| 8 | National Bank Financial Inc. | C |
| 9 | Haywood Securities Inc. | B |
| 10 | Research Capital Corporation | B |
| 11 | PI Financial Corp. | B |
| 12 | Cormark Securities Inc. | B |
| 13 | Red Cloud Securities Inc. | B |
| 14 | Eight Capital | B |
| 15 | Echelon Wealth Partners Inc. | B |
| 16 | Citigroup Global Markets Canada Inc. | B |
| 17 | Desjardins Securities Inc. | A |
| 18 | Gravitas Securities Inc. | A |
| 19 | Clarus Securities Inc. | A |
| 20 | Sprott Capital Partners LP | A |
| 21 | Paradigm Capital Inc. | A |
| 22 | Leede Jones Gable Inc. | A |
| 23 | Beacon Securities Limited | A |
| 24 | Raymond James Ltd. | A |
| 25 | BofA Securities Canada | A |
| 26 | ATB Capital Markets Inc. | A |
| 27 | Richardson Wealth Limited | A |
| 28 | iA Private Wealth Inc. | A |
| 29 | Laurentian Bank Securities Inc. | A |
| 30 | MUFG Securities (Canada), Ltd. | A |
| 31 | Integral Wealth Securities Limited | A |
| 32 | Hampton Securities Limited | A |
| 33 | HSBC Securities (Canada) Inc. | A |
| 34 | INFOR Financial Inc. | A |
| 35 | Mizuho Securities Canada Inc. | A |
| 36 | Cantor Fitzgerald Canada Corporation | A |
| 37 | SMBC Nikko Securities Canada, Ltd. | A |
| 38 | Goldman Sachs Canada Inc. | A |
Legend:
A – $1-10M
B – $11-20M
C – $21-$30M
D – $31-40M
E – $41-50M
F – $51M +
Other Investment Dealers – Listed by Fees Earned
M Partners Inc.
Fidelity Clearing Canada ULC
Casgrain & Company Limited
RF Securities Clearing LP
Foster & Associates Financial Services Inc
StephenAvenue Securities Inc.
Roth Canada, ULC
Goodwood Inc.
Wellington-Altus Private Wealth Inc.
MUFG Securities Americas Inc.
Bloom Burton Securities Inc.
Pollitt & Co. Inc.
Harbourfront Wealth Management Inc.
TD Waterhouse Canada Inc.
Regent Capital Partners Inc.
Odlum Brown Limited
Brant Securities Limited
Acumen Capital Finance Partners Limited
Mandeville Private Client Inc.
MogoTrade Inc.
BNP Paribas (Canada) Securities Inc.
Aligned Capital Partners Inc.
Sherbrooke Street Capital (SSC) Inc.
Worldsource Securities Inc.
Sightline Wealth Management LP
Kernaghan & Partners Ltd.
Velocity Trade Capital Ltd.
CI Investment Services Inc.
BMO Investorline Inc.
Questrade Inc.
CI Investments Inc.
Credential Qtrade Securities Inc.
IPC Securities Corporation
Peak Securities Inc.
RBC Direct Investing Inc.
Lakeshore Securities Inc.
Jitneytrade Inc.
K.J. Harrison & Partners Inc.
Secutor Capital Management Corporation
Methodology
Exempt financings include private and public private (Canadian and foreign), investment funds (issuer, non-investment fund type).
Fees are based on information from regulatory filings.
CPE Analytics
With over 61,600 financing transactions and 83,800 data points since 2016 (as of April 1, 2022) in its all financings.ca database, CPE Analytics is Canada’s leading all financing intelligence provider. We provide comprehensive, verified and unbiased information and unmatched insights and intelligence on private and public financings, initial public offerings (IPOs), M&As, professional investment firm fundraising activities.
CPE Analytics is the data analytics division of CPE Media & Data Company. More Info: https://cpeanalytics.ca, https://financings.ca
Photo by Erik Mclean on Unsplash